Job Information

A highly prestigious and exponentially growing Financial Planning firm are looking to add a qualified compliance officer to their Birmingham office.

Key responsibilities within this role are:
• Offer technical support & advice on compliance to network members
• Help develop and document accurate business processes
• Providing telephone and e-mail assistance to individual members
• Help provide documentation with regard to member training and compliance
• Provide support to members with regard to regulatory matters and the FCA
• Ensuring compliance /regulatory requirements are met
• Liaise with providers with regard to directly authorized firms

To undertake this role, applicants must have experience within a compliance role, hold a minimum qualification of FPC or equivalent (preferably Diploma) along with CF10 and CF11 examinations.

The successful candidate will have good customer service and organizational skills along with excellent IT skills.

In return for this Compliance Officer role, you will receive a competitive salary of c.£35,000-£45,000 and a fully benefits package.

Please either apply within or via our website, www.cameron-james.co.uk and one of our consultants will be in touch.