Job Details

Compliance Manager - Central London

Sector:Financial Services

Region : Greater London

Location: London

Salary: £40,000 - £50,000 + car allowance + benefits

Job Ref.: SL:CMPLDN

Job Information

Our client is a Chartered IFA with a national presence and a head office in Central London. Having grown explosively in 2015 so far, they are looking for a Compliance Monitoring Officer with Pensions Transfer experience to join their in-house Compliance team.

Please find the profile below:

• Must either have G60/AF3 or be booked into the October AF3 sitting
• Must have experience of Pension Transfers and be confident on advising the governance for this
• Be happy working in London 5 days a week and flexible with regards to very occasional travel to other offices
• Preferably working to Chartered status
• Must have experience working in a medium-sized IFA providing Compliance advice
• Must be professional, credible and work well in a team


This role will be supporting a team of 30 Advisors, meaning the workload and scope for exposure will be broad and varied. The successful candidate will be reporting into a talented Head of Compliance who will be looking to develop the individual as the office grows.

Furthermore, with the exponential growth of this firm, opportunities for further professional progression are truly unlimited. The role offers a competitive salary dependent on experience, with a good benefits package.

Applicants who fit the above profile are urged to apply, and those who have been successful will be contacted within 2 working days.