Job Information

Our client is a highly successful firm of FInancial Advisors looking to recruit an additional Paraplanner to join the team in head Office Wakefield.

Specific

To prepare and maintain client files

• Once in receipt of a completed ‘factfind’, collate all the relevant quantitative detailed information required to compile a financial services report.
• Check all paperwork / information is available to ensure that the client file meets the FCA’s rules and requirements.
• Discuss the client’s needs and objectives with the relevant adviser.

To prepare recommendations

• Undertake research to identify suitable solutions to meet the client’s needs and objectives.
• Prepare information for analysis by the adviser.
• If applicable, liaise with the client’s legal and tax advisers.
• Prepare draft recommendation report.
• Discuss draft recommendation report with the relevant adviser.
• Obtain ‘sign-off’ by the relevant adviser.

To implement recommendations

• Prepare suitability reports in accordance with the agreed recommendations.
• Complete application / proposal forms.
• Ensure all compliance paperwork is in order.
• If relevant, act on any changes made by the client.
• Implement the chosen / agreed investment strategies.

To undertake client reviews

• Act as main point of contact and deal effectively with queries from clients and other parties.
• Establish and build strong relationships with clients.
• If required, attend client meetings with adviser.
• Organise future planning meetings with clients, in accordance with agree timescales.
• Review investment portfolio, asset allocation, risk profile etc.