Job Details

Head of Operations IFA

Sector:Financial Services

Region : Greater London

Location: Rickmansworth

Salary: Salary Negotiable

Job Ref.: CL1906HOE

Job Information

An IFA Head of Operations / Senior Technical Analyst is required for a financial planning firm providing services to wealthy private clients. Your main responsibilities will include

• Directly managing all non-advising staff
• Understanding of the sales process and provision of advice to clients in a compliant manner as detailed in the firm`s compliance manual and procedures
• Ensuring that all client records, electronic or paper based, are maintained and updated to a high standard
• Producing management information for the Board of Directors as required
• Auditing and ensuring that the agreed client and service propositions are being fully delivered ?and implemented
• Reviewing and developing procedures and templates to ensure that tasks are completed in an efficient manner Managing the recruitment and induction process for all staff so as to ensure that only appropriately qualified and experienced staff fill the required roles
• High level of analytical capability and good communication skills

Reporting to the MD of Wealth Management, the key tasks are to be accountable for creating & managing all systems and controls within the Wealth Management P&L and the delivery of the advice.

You will ensure that the Wealth Management Business Streams have the necessary task management and administrative support needed to ensure the smooth processing and delivery of advice within the Business and operational plan.

Ideally CII qualifications but not essential.



IFA Background essential