Insurance Compliance Manager  - Can be based in London. Leicester or Warwickshire

Salary to c 60k Negotiable – Hybrid Working available, Bonus Pension and Flex Benefits

Our client are a National Chartered Insurance Broker who are now looking for a Compliance Manager to join the Business in Either their London Office or be based in an office in Leicester or Warwickshire

To ensure the best interests of our customers are met and regulatory requirements satisfied by

·         promoting a culture of continual improvement in the quality of the customer experience

·         implementing and embedding appropriate Policies and Procedures to guide and inform the way we work and promote the right behaviours.

·         working in partnership with the Business in monitoring and responding to relevant KPIs, new developments - internal or external.

·         providing pro-active support and constructive advice on compliance and related matters and be seen as a ‘Trusted Advisor’

Appointed Representatives

·         Work with the business to assess new proposals, determine requirements and prepare required documentation

·         Submit FCA applications and maintain standing data for ARs and IARs

·         Develop and implement a risk-based monitoring plan for ARs and IARs (with Compliance Monitoring Manager)

·         Conduct regular fit and proper assessments of Approved Persons

·         Collate data from ARs as required for RMAR reporting

·         Review and approve AR financial promotions

·         Provide guidance and oversight to the business and ARs on meeting T&C requirements

·         Review and approval of proposals for introducers, pay-aways and commission sharing and ensure agreements are in place where required.

·         Monitor third party payments to ensure only agreed payments are being made

If you wish to apply for the position, please complete the link and David Helliwell from Cameron James will be in contact with you