Job Information

An exciting opportunity to join a Group of successful Wealth Management companies as a remote non- regulated Compliance and Risk Analyst.

A broad-ranging role assisting the Compliance Department with the following areas.

·         Provide technical advice and guidance to the senior management and all areas within the business covering elements of the FCA handbook

·         Identify and evaluate the impact of regulatory change on the business, through analysis of consultations and policy statements issued by the FCA and other regulators

·         Assist in the provision of a compliance helpdesk service which acts as a subject matter expert for all compliance matters impacting on the day-to-day activities of advisers and support staff

·         Plan and manage technical projects for the Compliance functions

·         Ensure timely identification of regulatory requirements and guidance issued by the FCA, ICO, JMLSG and other appropriate legislative, regulatory, governmental or industry bodies and to provide prompt assessment of the impact on the Group’s processes, systems, and controls

·         Assist with the implementation of the business’s approach to anti money laundering and counter terrorist financing

Five years’ experience in a senior compliance or advisory role preferably within a multi distribution FCA environment.

Financial Services Qualifications

Salary circa £60,000