Job Information

Our client, an Independent Commercial Broker with a Head office in Leeds is looking for a part-time Compliance Manager to ensure the company is fully compliant with all FSA regulations.

As a Risk and Compliance manager, you will be working closely with the Company Directors to help ensure the company complies with relevant regulation. Your other responsibilities will include:

The role

• Reviewing internal policies and procedures.
• Maintaining the various Risk and Compliance records and control logs and associated evidence either in paper or electronic form (or both).
• Managing the Risk and Compliance archiving and diaries including liaising with people within the business regarding outstanding compliance matters.
• Assisting in maintaining compliance policies, procedures and monitoring processes, to ensure compliance with the relevant FCA rules.
• Assisting in providing advice to staff on FCA rules and regulations.
• Supporting the provision of a compliance authorisation service ensuring that any wording to be published by the company with regulatory implications, (whether a hard or soft copy), have been checked, signed off as compliant and a suitable record maintained.
• Building and maintaining strong working relationships across departments within the company.

To apply for this role please complete the online registration form and a consultant from Cameron James will be in contact with you.