Job Information

Reporting to the Practice Manager our clients` are a boutique firm of Chartered Wealth planners based in Wimbledon, requiring a Senior Paraplanner
Purpose:
• To support Financial Planners in the provision of high-quality technical advice and financial strategy to clients
• To ensure the smooth delivery of excellent client services as per the business process
• Preparation of draft financial plans for prospective and existing clients, and draft recommendations to meet client needs
• Preparation of documentation for client meetings as per the business process
• Servicing of existing clients as per the business process
• Drafting of advice within a strict ethical and compliance framework, ensuring that all operations are carried out in accordance with the regulator
• Liaising with all team members for suitability reports to be issued to clients in a timely and efficient manner in line with all ‘Compliance Updates` and the firm`s operational protocols
• Organisation of the Investment Committee meetings, preparation and collation of relevant documentation and research
Specific Duties
Preparation and maintenance of client files:
• Check all compliance paperwork is present at the earliest opportunity
• Confirm risk assessment is completed and up-to-date
• Discuss client objectives with Financial Planners
• Identify and obtain information necessary to compile client recommendation/financial cashflow forecasts


Salary up to £55,000 Benefits and holiday to be discussed on application. Full job description will be provided.

On application please can you provide current salary information, notice period, Back office systems used and types of suitability reports you have experience of i.e. from template or full reporting.