Job Information

Insurance Audit Officer (Compliance) : Redruth - Cornwall

Basic up to 27k DOE, Plus Flexible Benefits, Life and Medical Insurance

Our client is a leading Independent Broker in the Uk is looking for an Audit Officer to

assist in the running of the Groups Compliance and legal department in offices in the South West

As an Audit Officer you will be working closely with the Company Directors to help ensure the company complies with relevant regulation. Your other responsibilities will include:

• Reviewing internal policies and procedures.
• Maintaining the various Risk and Compliance records and control logs and associated evidence either in paper or electronic form (or both).
• Managing the Risk and Compliance archiving and diaries including liaising with people within the business regarding outstanding compliance matters.
• Assisting in maintaining compliance policies, procedures and monitoring processes, to ensure compliance with the relevant FCA rules.
• Assisting in providing advice to staff on FCA rules and regulations.
• Supporting the provision of a compliance authorisation service ensuring that any wording to be published by the company with regulatory implications, (whether a hard or soft copy), have been checked, signed off as compliant and a suitable record maintained.
• Assisting with the provision of guidance on Risks, Conflicts of Interest facing the business and Breaches highlighted by the business.
• To ensure confidentiality and security of all company and customer documentation and information.
• Building and maintaining strong working relationships across departments within the company.
• Delivering high levels of customer service including effective dispute/complaint resolution and verbal/written communications

To apply for this role please complete the online registration form and a consultant from Cameron James will be in contact with you.