Job Details
Head of Compliance SMF16 17
Sector:Financial Services
Region : Greater London
Location: North london
Salary: £75,000 to £92,000
Job Ref.: CL0508HCV
Job Information
Our Clients are a highly successful Independent Financial Adviser (IFA) practice, medium to large sized with approximately 100 employees, require an experienced and qualified Compliance Director to join the team.Their clients include private investors, high-net-worth individuals, entrepreneurs and owner-managed businesses who are predominantly referred through an extensive range of professional introducers. The main focus is on employee benefits, corporate protection and insurance, private medical insurance, mortgages, tax planning and wealth management.
Authorised and regulated by the Financial Conduct Authority (FCA),
Applicants should have expertise within the financial services industry, specifically focusing on the provision of holistic advice and Asset Management as well as being very active in the management and operations of the financial advisory business offering technical support and guidance to the advisers whilst heading up the technical department. As an ardent believer in treating customers fairly and ensuring clients fully understand the implications of their undertakings, You will be focused on ensuring that compliance is at the core of the business.
Legal and or Compliance qualifications required.
Experience in all elements or Compliance, Finance and Board
This role is cotrolled fuction SMF16, 17