Job Information

A Manchester City Centre based Financial Advisers are looking for a File Checker to conduct the pre-sale checking of Pension Transfer Specialist (PTS) advice and suitability reports, assess the advice and ensure high quality standards are maintained.

This business does promote from within so there is scope to move into Paraplanning and Advising in the future.

When successful you will be:

• ·        Reviewing quality of suitability reports predominately across pensions and investments
• ·        Reviewing advice, in particular (but not exclusively) on pension transfers and other pensions with safeguarded benefits in accordance with company guidance and quality framework
• ·        Ensuring Investment reports and suitability letters are in line with company and FCA standards
• ·        Assessing and grading quality of files and providing effective and concise feedback
• ·        Providing weekly reports to the Paraplanner/File Checker Supervisor relating to output, quality concerns and other Management Information as required
• ·        Assisting the Paraplanners as required

To be successful you will:

• ·        Preferably be QCA Level 4 qualified
• ·        Have some experience checking/reviewing regulated financial advice

Benefits include:

• ·        Death in Service Benefit: 4 x Annual Salary
• ·        Employer pension scheme matched up to 5%
• ·        23 days annual leave (plus statutory holidays)
• ·        Birthday off with pay
• ·        Holiday purchase scheme (2021)

If you would like to know more please contact Richard on 07852419897 or email Richard.kunman@cameron-james.co.uk

Or apply now.