Job Details
Compliance Manager T & C Manager
Sector:Financial Services
Region : South East England
Location: Fetcham Surrey
Salary: neg DOE & Qualification
Job Ref.: CL1411TCB
Job Information
Formed in the 1980’s to provide independent wealth management advice and a bespoke service for both individual and corporate clients around the world due to continued success in delivering bespoke Wealth Management solutions to their expanding client base, require an Experienced T & C Manager/Officer for their office in Surrey.The role can be WFH or Hybrid.
Capabilities
Experience of T&C within a financial services environment.
Good knowledge of FCA TC and Certification Regime requirements.
Proven communication, analytical and interpretation skills.
Ability to communicate at all levels.
Report writing skills.
Description of Responsibilities & Competencies
To provide professional Training and Competence (T&C) administrative support
Assist with the administration of the initial Competence and Capability assessment of all new Certificated staff
The T&C Officer maintains the T&C schemes and T&C procedures to ensure they are effective and meet all regulatory requirements.
The T&C scheme and procedures are audited annually by the Training and Competence Officer and independently by the Head of Compliance.
Apply on-line or contact Cameron James
Salary neg