Job Details

Paraplanner/ Client Liaison Executive

Sector:Financial Services

Region :

Location: Leeds

Salary: Excellent salary and benefits

Job Ref.: LBCOLE15

Job Information

A well-known IFA network based in West Yorkshire is looking for an experienced compliance officer to support their growing team.
Key responsibilities within this role are:
Offer technical support & advice on compliance to network members
Help develop and document accurate business processes
Providing telephone and e-mail assistance to individual members
Help provide documentation with regard to member training and compliance
Provide support to members with regard to regulatory matters and the FSA
Ensuring compliance /regulatory requirements are met
Liaise with providers with regard to directly authorized firms
To undertake this role, applicants must have experience within a compliance role, hold a minimum qualification of FPC or equivalent (preferably Diploma), and have good customer service and organizational skills along with excellent IT skills. In return for this Compliance Officer role, you will receive a competitive salary of c35k and benefits package. For further information about this or any other role please contact Cameron James at our Leeds office on
01 1 32 49 4 11