Job Details
Paraplanner & Compliance Administrator Part Time
Sector:Financial Services
Region : Yorkshire & Humberside
Location: Silsden
Salary: £22,000-£25,000 Pro Rata 2 to 3 Days per week
Job Ref.: CL2207JLB
Job Information
Our Client an Independent and un tied IFA’s based in Silsden requires a Part Time Paraplanner and Compliance Administrator. You will be working for 2 partners and 2 further Advisors within a team of administrators and researchers.This description is indicative and should be expected to develop over time, depending on the employee’s capabilities and the IFA’s requirements.
General office administration
Duties include:
Technical paraplanning and administration support:
Taking instructions from the IFA
Report writing
In-depth product research and analysis
Completion of application and proposal forms and submission of new business
Preparation of investment reviews and valuations ahead of client meetings
Attending client meetings (likely primarily to be office based) to assist the IFA
Reviewing performance of client investment portfolios, considering revised holdings to ensure the portfolio composition continues to meet the client’s investment strategy and risk profile and actioning agreed fund switches
Dealing with technical client queries
Ensuring work is processed in line with FCA/FSMA and internal compliance procedures
General support duties to assist the IFA, including:
Preparing and maintaining client records
Email and paper correspondence review, action and filing
Dealing with telephone queries