Job Information

Our client is a highly successful firm of FInancial Advisors looking to recruit an additional Paraplanner to join the team in head Office Wakefield.

Specific

To prepare and maintain client files

� Once in receipt of a completed �factfind�, collate all the relevant quantitative detailed information required to compile a financial services report.
� Check all paperwork / information is available to ensure that the client file meets the FCA�s rules and requirements.
� Discuss the client�s needs and objectives with the relevant adviser.

To prepare recommendations

� Undertake research to identify suitable solutions to meet the client�s needs and objectives.
� Prepare information for analysis by the adviser.
� If applicable, liaise with the client�s legal and tax advisers.
� Prepare draft recommendation report.
� Discuss draft recommendation report with the relevant adviser.
� Obtain �sign-off� by the relevant adviser.

To implement recommendations

� Prepare suitability reports in accordance with the agreed recommendations.
� Complete application / proposal forms.
� Ensure all compliance paperwork is in order.
� If relevant, act on any changes made by the client.
� Implement the chosen / agreed investment strategies.

To undertake client reviews

� Act as main point of contact and deal effectively with queries from clients and other parties.
� Establish and build strong relationships with clients.
� If required, attend client meetings with adviser.
� Organise future planning meetings with clients, in accordance with agree timescales.
� Review investment portfolio, asset allocation, risk profile etc.